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Foundations of Bank ALM

Foundations of Bank ALM: What Treasury Needs to Know

More than ever, Treasury and ALM play a critical role in firms’ performance, being guardians of the balance sheet through policy uncertainly, interest-rate volatility and withdrawal of central bank liquidity.

This three day course introduces the key concepts of Balance Sheet, Capital, Liquidity, Funding and Interest Rate Risk Management and their link to financial performance. You will learn valuable skills you can instantly use at work

Who should attend?

The course is ideally suited to people from Treasury, ALM, Audit, Risk, Finance, Planning, Strategy, Product & Pricing teams, IT and other adjacent teams, who wish to broaden their understanding of balance sheet and ALM concepts and to grasp the “bigger picture”.

What will you gain from attending the course?

This course provides the foundational understanding needed by anyone working in or around Treasury and provides a springboard to advanced courses such as CertBALM®. You will grasp the key concepts at the heart of Balance Sheet Management and understand how Capital, Liquidity, Funding and Interest Rate Risks fit together and interact. You will also appreciate the importance of Balance Sheet Management in a firm’s financial performance.

Cost: 
Members with printed material £1,930 + VAT 
Members without printed material £1,830 + VAT 
Non Members with printed material £2,440 + VAT 
Non Members without printed material £2,340 + VAT

NOTE: The option to have printed material will NOT be available for anyone booking within one week of the start date. Please note if you choose the 'non-print' option, you will receive a link in advance of the course to download the material.

Patricia White introduces the Foundations Course

Course Outline

    • What do banks do?

    • Why are banks special?

    • Regulatory policy framework

    • Bank balance sheet and income statement

    • Balance sheet risk and the role of Teasury

    • Definition

    • Cash flow mismatch

    • Measurement under BAU and stress

    • Managing liquidity and funding

    • Regulatory requirements - LCR, NSFR, ILAAP & L-SREP

    • The nature and purpose of Capital

    • Different types of Capital

    • Risk-based regulatory Capital requirements

      • Pillar 1

      • Pillar 2 & ICAAP

      • Capital buffers

    • Leverage Ratio

    • MREL

    • Definition

    • Sources of risk

      • Fixed, floating and administered rate products

      • Non-maturing balances and free funds

    • Types of risk

      • Yield curve risks, customer optionality

    • Risk Management

      • Repricing gaps

      • Derivatives

    • Regulation

How is the course delivered

The course is classroom-based and held at a Central London or Leeds location.

Class size is limited (16 places) to facilitate active discussion and group exercises, as well as networking. 

As well as benefiting from an expert course leader, practitioners from ALMA member banks will join the course to discuss topical issues.

A course dinner will be held on the evening of Day two, at which students can learn more about the work of ALMA and network with Board members, presenters and practitioners.

Book your place

Meet your Course Leader - Patricia White

Patricia is a senior banking risk professional who now leverages her experience to design and deliver training for practitioners. She works closely with ALMA and was, for many years, a member of the Board. She enjoyed supporting the development of the CertBALM® qualification and tutored the Capital Management Unit. From 2009 - 2015 she headed the Global Risk team responsible for Liquidity and IRRBB at Standard Chartered Bank. Prior to that she spent eight years at Santander UK, where she steered Interest Rate and Liquidity risks through the 2007-09 Crisis and the rapid integration of the Alliance & Leicester and Bradford & Bingley balance sheets. She began her career at the Bank of England, firstly as an economist and later working on the development of prudential policy.

“Highly beneficial and extremely useful. From the course leader to all of the guest speakers, there is a vast amount of real-world knowledge. It makes the theory practical and relatable. I am very appreciative of all the colleagues in ALMA for sharing their knowledge.”